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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-04
WI RA APPROVED 2023-02-14
  • TX RA
    APPROVED_RES
    Since 2026-08-04
  • WI RA
    APPROVED
    Since 2023-02-14

Branch Locations

959 Kepler Dr [Ku-Rbo], Green Bay, WI 54311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Neenah WI 02/2014 Present
Wells Fargo Clearing Services, Llc Green Bay WI 06/2019 11/2019
University Of Wisconsin Oshkosh Oshkosh WI 09/2008 05/2017
Wells Fargo Clearing Services, Llc Neenah WI 10/2022 Present
Other Businesses

ID LIFE; NOT INV RELATED; FRISCO, TX; ASSOCIATE; 02/2025; 2 HOURS PER MONTH; 0 DURING TRADING; HEALTH AND NUTRITION PRODUCT SALES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-14
S63 Uniform Securities Agent State Law Examination 2022-12-19
  • S65 Uniform Investment Adviser Law Examination
    2023-02-14
  • S63 Uniform Securities Agent State Law Examination
    2022-12-19
Other Names
  • Dan Dennis Retzlaff
  • Dan Retzlaff
  • Daniel Dennis Retzlaff
  • Daniel Retzlaff

View on SEC IAPD

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