Jiven Flores

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-19
CA	RA	APPROVED	2025-06-16

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Imt Residential	Sherman Oaks	CA	05/2024	04/2025
Fidelity Investments	Santa Monica	CA	05/2023	05/2024
Scottrade	Studio City	CA	08/2012	09/2016
Scottrade	Studio City	CA	09/2016	02/2018
Empower Advisory Group Llc	Greenwood Village	CO	08/2022	02/2023
Hackman Capital Partners, Llc	Culver City	CA	05/2025	05/2025
Fidelity Investments	Burbank	CA	06/2025	Present
Unemployed	Reseda	CA	03/2023	04/2023
Td Ameritrade Investment Management Llc	Encino	CA	02/2018	08/2022
Empower Financial Services Inc	Greenwood Village	CO	08/2022	02/2023
Td Ameritrade Inc	Encino	CA	02/2018	08/2022

2023-06-20 → 2024-05-31

Fidelity Personal And Workplace Advisors

Santa Monica, CA
2022-08-18 → 2023-03-03

Empower Advisory Group, Llc

Greenwood Village, CO

Reseda, CA
2022-01-26 → 2022-08-11

Charles Schwab & Co., Inc.

Encino, CA

Encino, CA
2018-02-27 → 2022-08-11

Td Ameritrade, Inc.

Woodland Hills, CA

Glendale, CA

Encino, CA
2018-02-26 → 2022-08-11

Td Ameritrade Investment Management, Llc

Northridge, CA

Omaha, NE

Encino, CA
2016-10-04 → 2018-02-26

Scottrade Investment Management

Saint Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-10-04

Other Firms