Brittany Surina

Employer firm

Prospera Financial Services, Inc. CRD 10740

$12.4B regulatory AUM 14 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 04/2017
  City National Bank
  Reno, NV
• 04/2017 → 10/2020
  Morgan Stanley
  Reno, NV
• 05/2017 → 10/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 10/2020 → Present
  Prospera Financial Services Inc.
  Dallas, TX

Previous Registrations

• 2017-05-01 → 2020-10-07
  Morgan Stanley
  Reno, NV

Other Businesses

1.) Brittany Surina; Investment Related 0 - No; 3185 Show Jumper Lane; Book Blog; Owner; 02/2024; 2 Hours Per Months; 0 During Trading Hours; Operate a book blog and maintain an account on social media platforms.

Exams

• S66 Uniform Combined State Law Examination
  2017-04-20
• S63 Uniform Securities Agent State Law Examination
  2012-12-20

Other Names

• Brittany A Spikula
• Brittany Spikula