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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2020-11-06 |
Branch Locations
120 Country Club Unit 7, Incline Village, NV 89451 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City National Bank | Reno | NV | 08/2016 | 04/2017 |
| Morgan Stanley | Reno | NV | 04/2017 | 10/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 05/2017 | 10/2020 |
| Prospera Financial Services Inc. | Dallas | TX | 10/2020 | Present |
1.) Brittany Surina; Investment Related 0 - No; 3185 Show Jumper Lane; Book Blog; Owner; 02/2024; 2 Hours Per Months; 0 During Trading Hours; Operate a book blog and maintain an account on social media platforms.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-20 |
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