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Joseph Michael Robbins

Osaic Wealth, Inc.

Raleigh, NC

Raleigh, NC

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-03
  • NC RA
    APPROVED
    Since 2023-11-03

Branch Locations

Raleigh, NC • United States

3356 Six Forks Road, Raleigh, NC 27609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Raleigh NC 09/2015 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 07/2018
Fsc Securities Corporation Raleigh NC 10/2018 11/2023
Osaic Wealth, Inc. Raleigh NC 11/2023 Present
Previous Registrations
Other Businesses

1. CAROLINA WEALTH STEWARDSHIP GROUP POSITION: Client Relationship Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2018 ADDRESS: 3356 Six Forks Road, Raleigh NC 27609, United States DESCRIPTION: Full Time Registered Assistant 2. NORTH RALEIGH PRESBYTERIAN CHURCH (NRPC) POSITION: Finance Committee Member NATURE: Non-Profit Religious Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2022 ADDRESS: 11905 Strickland Road, Raleigh NC 27613, United States DESCRIPTION: 5 Total Committee Members Attend Meetings Review Church Balance Statement and Statement of Cash Flows Discuss Finances of the Church Help with church budget discussions 3. JOSEPH ROBBINS FIXED INSURANCE POSITION: Agent - Insurance Producer NATURE: NONE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/06/2016 ADDRESS: 3356 Six Forks Road, RALEIGH NC 27609, United States DESCRIPTION: Sales and Service of Fixed Insurance and Annuities 4. BANYAN ROCK & TALENT, PFC INC POSITION: Client Relationship Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2018 ADDRESS: 3356 Six Forks Road, Raleigh NC 27609, United States DESCRIPTION: Registered Assistant

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-18
  • S66 Uniform Combined State Law Examination
    2015-12-18
Designations
Other Names
  • Joe Michael Robbins

View on SEC IAPD

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