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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-03 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Raleigh | NC | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | 07/2018 |
| Fsc Securities Corporation | Raleigh | NC | 10/2018 | 11/2023 |
| Osaic Wealth, Inc. | Raleigh | NC | 11/2023 | Present |
1. CAROLINA WEALTH STEWARDSHIP GROUP POSITION: Client Relationship Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2018 ADDRESS: 3356 Six Forks Road, Raleigh NC 27609, United States DESCRIPTION: Full Time Registered Assistant 2. NORTH RALEIGH PRESBYTERIAN CHURCH (NRPC) POSITION: Finance Committee Member NATURE: Non-Profit Religious Organization INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2022 ADDRESS: 11905 Strickland Road, Raleigh NC 27613, United States DESCRIPTION: 5 Total Committee Members Attend Meetings Review Church Balance Statement and Statement of Cash Flows Discuss Finances of the Church Help with church budget discussions 3. JOSEPH ROBBINS FIXED INSURANCE POSITION: Agent - Insurance Producer NATURE: NONE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/06/2016 ADDRESS: 3356 Six Forks Road, RALEIGH NC 27609, United States DESCRIPTION: Sales and Service of Fixed Insurance and Annuities 4. BANYAN ROCK & TALENT, PFC INC POSITION: Client Relationship Manager NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2018 ADDRESS: 3356 Six Forks Road, Raleigh NC 27609, United States DESCRIPTION: Registered Assistant
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-18 |
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