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Carlos Phillip Bega

Wells Fargo Clearing Services, LLC

Las Vegas, NV

Henderson, NV

Las Vegas, NV

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-12-24
TX RA APPROVED_RES 2025-12-23
  • NV RA
    APPROVED
    Since 2025-12-24
  • TX RA
    APPROVED_RES
    Since 2025-12-23

Branch Locations

8474 Rozita Lee Ave Ste 400 [Sd-Rbo], Las Vegas, NV 89113 • United States

2196 Olympic Ave, Henderson, NV 89014 • United States

4578 Boulder Hwy, Las Vegas, NV 89121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Las Vegas NV 09/2008 12/2025
J.P. Morgan Securities Llc Las Vegas NV 10/2012 12/2025
Wells Fargo Clearing Services, Llc Las Vegas NV 12/2025 Present
Previous Registrations
  • 2022-11-30 → 2025-12-14
    J.P. Morgan Securities Llc
    Las Vegas, NV
    Austin, TX
    Henderson, NV
    North Las Vegas, NV
    North Las Vegas, NV
    North Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-14
S63 Uniform Securities Agent State Law Examination 2012-08-22
  • S66 Uniform Combined State Law Examination
    2022-11-14
  • S63 Uniform Securities Agent State Law Examination
    2012-08-22
Other Names
  • Carlos P Bega

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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