Jennifer C Lewis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 05/2026
  Transamerica Financial Advisors, Inc
  Cincinnati, OH
• 01/2015 → 05/2026
  World Financial Group, Inc.
  Cincinnati, OH
• 06/2017 → 06/2019
  Cornerstone Broker Insurance Services Agency
  Cincinnati, OH
• 04/2020 → 05/2026
  Netlaw
  Louisville, KY
• 01/2016 → 05/2026
  Wealthwave
  Cincinnati, OH
• 01/2026 → 05/2026
  Luke5Adventures
  Mason, OH
• 05/2026 → Present
  Lpl Financial Llc
  Colorado Springs, CO

Previous Registrations

• 2015-01-26 → 2026-05-12
  Transamerica Financial Advisors, Llc
  Cincinnati, OH
  Cincinnati, OH
• 2009-07-16 → 2014-01-14
  Charles Schwab & Co., Inc.
  Cincinnati, OH
• 2005-02-21 → 2009-07-09
  Strategic Advisers Llc
  Blue Ash, OH

Other Businesses

1. 05/2026 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/13/2026 2. 05/2026 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 5/13/2026 3. 05/2026 - Priority Life Consultants - Non-Variable Insurance - Inv Related - 10 Hour(s)/Month - 1 Hour(s) During Trading - Colorado Springs, CO, 80908 - OBA Start Date: 04/21/2026 4. 05/2026 - One Resource Group - Non-Variable Insurance - Inv Related - 10 Hour(s)/Month - 1 Hour(s) During Trading - Colorado Springs, CO, 80908- OBA Start Date: 04/21/2026 5. 05/2026 - WFG - Non-Variable Insurance - Inv Related - 1 Hour(s)/Month - 0 Hour(s) During Trading - Colorado Springs, CO, 80908 - OBA Start Date: 04/21/2026

Exams

• S66 Uniform Combined State Law Examination
  2005-01-24
• S63 Uniform Securities Agent State Law Examination
  2000-08-31

Other Names

• Jennifer Ann Carilli
• Jennfer A Carilli
• Jennifer A Lewis
• Jennifer Carilli Lewis