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Current Employers
New York Life Investment Management Llc

51 Madison Avenue, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-20
  • NY RA
    APPROVED
    Since 2021-02-20

Branch Locations

51 Madison Avenue, New York, NY 10010 • United States

Merrick, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Tobin Associates New York NY 12/2015 02/2017
Citigroup Long Island City NY 02/2017 09/2018
New York Life New York NY 10/2018 Present
  • 12/2015 → 02/2017
    Russell Tobin Associates
    New York, NY
  • 02/2017 → 09/2018
    Citigroup
    Long Island City, NY
  • 10/2018 → Present
    New York Life
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-22
S63 Uniform Securities Agent State Law Examination 2013-01-14
  • S66 Uniform Combined State Law Examination
    2015-03-22
  • S63 Uniform Securities Agent State Law Examination
    2013-01-14

View on SEC IAPD

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