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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-06 |
| FL | RA | APPROVED | 2024-05-01 |
| CA | RA | APPROVED | 2018-06-22 |
Branch Locations
750 B Street Suite 3100, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hilltop Securities Inc | San Diego | CA | 07/2012 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2013-03-12 |
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