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Pei Liu

E. A. Horwitz LLC

Deerfield, IL

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Current Employers
E. A. Horwitz Llc

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-04-18
IL RA APPROVED 2017-04-11
  • CA RA
    APPROVED
    Since 2017-04-18
  • IL RA
    APPROVED
    Since 2017-04-11

Branch Locations

1650 Lake Cook Rd. Suite 190, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Berthel, Fisher & Company Financial Services, Inc. Bolingbrook IL 07/2013 03/2017
Bfc Planning, Inc. Bolingbrook IL 06/2014 03/2017
Western International Securities, Inc. Pasadena CA 04/2017 Present
E.A. Horwitz Llc Deerfield IL 04/2017 Present
Previous Registrations
Other Businesses

1) Horwitz & Associates; Investment-Related; DBA for Securities Business 2) E.A. Horwitz LLC; Investment-Related; RIA; Investment Adviser Representative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-12
  • S66 Uniform Combined State Law Examination
    2012-10-12
Other Names
  • Silvia Liu

View on SEC IAPD

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