Pei Liu

Employer firm

E. A. Horwitz LLC CRD 165561

$273M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 03/2017
  Berthel, Fisher & Company Financial Services, Inc.
  Bolingbrook, IL
• 06/2014 → 03/2017
  Bfc Planning, Inc.
  Bolingbrook, IL
• 04/2017 → Present
  Western International Securities, Inc.
  Pasadena, CA
• 04/2017 → Present
  E.A. Horwitz Llc
  Deerfield, IL

Previous Registrations

• 2014-06-06 → 2017-03-28
  Bfc Planning, Inc.
  Schaumberg, IL
  Cedar Rapids, IA
• 2013-07-11 → 2014-06-06
  Berthel, Fisher & Company Financial Services, Inc.
  Bolingbrook, IL
  Cedar Rapids, IA
  Bolingbrook, IL
  Schaumburg, IL
• 2012-10-15 → 2013-06-26
  Morgan Stanley
  Lisle, IL

Other Businesses

1) Horwitz & Associates; Investment-Related; DBA for Securities Business 2) E.A. Horwitz LLC; Investment-Related; RIA; Investment Adviser Representative

Exams

• S66 Uniform Combined State Law Examination
  2012-10-12

Other Names

• Silvia Liu