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Adam William Arzner

Ubs Financial Services Inc.

Spokane, WA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-25
WA RA APPROVED 2020-12-18
  • TX RA
    APPROVED
    Since 2021-01-25
  • WA RA
    APPROVED
    Since 2020-12-18

Branch Locations

601 W. Riverside Avenue, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Portland OR 03/2019 12/2020
Pacific Residential Mortgage Lake Oswego OR 11/2012 03/2019
Bank Of America, N.A. Portland OR 05/2019 12/2020
Ubs Financial Services Inc Spokane WA 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-28
  • S66 Uniform Combined State Law Examination
    2019-06-28
Other Names
  • Adam William Arzner
  • Bill Arzner
  • Adam Arzner

View on SEC IAPD

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LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
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