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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2021-10-07 |
| TX | RA | APPROVED | 2021-10-07 |
Branch Locations
1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States
Van Meter, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Des Moines | IA | 07/2012 | 10/2021 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 10/2021 |
| Rbc Capital Markets, Llc | Des Moines | IA | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 10/2021 |
| City National Bank | Des Moines | IA | 04/2022 | Present |
1.Van Meter Community School Board; Not Investment related; 520-1st Ave Van Meter IA 50261; School District; Officer, Board of Directors of local school board(proprietor, partner, officer, director, employee, trustee, agent); Sep 2017; During business hours: 1; After business hours: 3; The board will have jurisdiction over school matters within the territory of the school district, Elected on 9/12/17. Four year term begins 9/20/17. 2.Rental property; Investment related Yes; Iowa City IA; Rental property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2001; During business hours: 0; After business hours: 0 (3) NAME OF ENTITY: Dallas County Foundation ADDRESS: PO Box 46 Adel, IA 50003 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Charitable foundation providing grants to non-profits in Dallas County IA. CAPACITY: Board of Directors START DATE: 9/1/2021 DUTIES: Serve a volunteer board member, provide general guidance on the organization operation HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-12 |
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