Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-10-07
TX RA APPROVED 2021-10-07
  • IA RA
    APPROVED
    Since 2021-10-07
  • TX RA
    APPROVED
    Since 2021-10-07

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Van Meter, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Des Moines IA 07/2012 10/2021
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2021
Rbc Capital Markets, Llc Des Moines IA 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 10/2021
City National Bank Des Moines IA 04/2022 Present
  • 07/2012 → 10/2021
    Morgan Stanley Smith Barney
    Des Moines, IA
  • 01/2015 → 10/2021
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2021 → Present
    Des Moines, IA
  • 01/2015 → 10/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 04/2022 → Present
    City National Bank
    Des Moines, IA
Previous Registrations
Other Businesses

1.Van Meter Community School Board; Not Investment related; 520-1st Ave Van Meter IA 50261; School District; Officer, Board of Directors of local school board(proprietor, partner, officer, director, employee, trustee, agent); Sep 2017; During business hours: 1; After business hours: 3; The board will have jurisdiction over school matters within the territory of the school district, Elected on 9/12/17. Four year term begins 9/20/17. 2.Rental property; Investment related Yes; Iowa City IA; Rental property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jan 2001; During business hours: 0; After business hours: 0 (3) NAME OF ENTITY: Dallas County Foundation ADDRESS: PO Box 46 Adel, IA 50003 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Charitable foundation providing grants to non-profits in Dallas County IA. CAPACITY: Board of Directors START DATE: 9/1/2021 DUTIES: Serve a volunteer board member, provide general guidance on the organization operation HOURS DEVOTED PER MONTH: 0.5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-12
  • S66 Uniform Combined State Law Examination
    2012-10-12

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Clive, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor