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110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-15 |
| MN | RA | APPROVED | 2018-10-01 |
Branch Locations
110 Cheshire Lane Suite 200, Minnetonka, MN 55305 • United States
1300 Godward Street Ne, Suite 4100, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mounds Park Academy | St Paul | MN | 03/2014 | 06/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2016 | 08/2018 |
| Northwestern Mutual Investment Services Llc | Mendota Hts | MN | 03/2016 | 08/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2017 | 08/2018 |
| Patrick J Barrett | Mahtomedi | MN | 08/2018 | 09/2018 |
| Cetera Advisor Networks | El Segundo | CA | 09/2018 | 07/2019 |
| University Of St. Thomas | St. Paul | MN | 01/2016 | Present |
| Advanced Retirement Resources Inc. | Minneapolis | MN | 09/2018 | Present |
| Advisornet Wealth Partners | Minnetonka | MN | 09/2018 | Present |
1.NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 09/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISORY REPRESENTATIVE 2.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE 3.NAME OF OTHER BUSINESS: ADVANCED RETIREMENT RESOURCES INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 09/2018 POSITION/TITLE/RELATIONSHIP: FINANCIAL PLANNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR SECURITIES SERVICES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-16 |
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