John Dennis Pettis

J.P. Morgan Securities LLC

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Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-05-12
IL	RA	APPROVED	2016-08-23

TX RA
APPROVED

Since 2017-05-12
IL RA
APPROVED

Since 2016-08-23

Branch Locations

770 Waukegan Road, Deerfield, IL 60015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Hoffman Estates	IL	11/2011	Present
J.P. Morgan Securities Llc	Hoffman Estates	IL	10/2012	Present

11/2011 → Present

Jpmorgan Chase Bank, N.A.

Hoffman Estates, IL
10/2012 → Present

J.P. Morgan Securities Llc

Hoffman Estates, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-11
S63	Uniform Securities Agent State Law Examination	2012-08-24

S66 Uniform Combined State Law Examination

2016-08-11
S63 Uniform Securities Agent State Law Examination

2012-08-24

Other Names

Dennis Pettis

View on SEC IAPD

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