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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-21 |
| NY | RA | APPROVED | 2026-08-21 |
| TX | RA | APPROVED | 2026-08-21 |
Branch Locations
95 Glastonbury Boulevard Suite 404, Glastonbury, CT 06033 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-05-12 |
| TX | RA | APPROVED_RES | 2018-09-28 |
| CT | RA | APPROVED | 2015-08-03 |
Branch Locations
44 Jerome Ave, Bloomfield, CT 06002 • United States
30 State House Square, Hartford, CT 06103 • United States
1030 Elm St, Rocky Hill, CT 06067 • United States
2500 Westchester Ave Ste 201 [C3-Rbo], Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Norwalk | CT | 07/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Norwalk | CT | 11/2016 | 08/2026 |
| Janney Montgomery Scott Llc | Glastonbury | CT | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-24 |
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