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Gabriel Joseph Garcia

Strategic Advisers LLC

Pasadena, CA

Pasadena, CA

Northridge, CA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-24
TX RA APPROVED 2025-06-24
  • CA RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED
    Since 2025-06-24

Branch Locations

155 N Lake Avenue, Pasadena, CA 91101-1848 • United States

123-127 South Lake Ave., Pasadena, CA 91101-2604 • United States

Northridge, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Encino CA 06/2019 06/2023
Bank Of America, N.A. Van Nuys CA 10/2016 06/2019
Ameriprise Financial Services Inc Los Angeles CA 05/2016 09/2016
Fidelity Investments Pasadena CA 05/2025 Present
Wells Fargo Clearing Services Llc Encino CA 06/2023 05/2025
Jp Morgan Chase Bank, N.A. Encino CA 06/2019 06/2023
Merrill Lynch Pierce Fenner & Smith Incorporated Van Nuys CA 10/2016 06/2019
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-22
S63 Uniform Securities Agent State Law Examination 2012-08-20
  • S65 Uniform Investment Adviser Law Examination
    2016-07-22
  • S63 Uniform Securities Agent State Law Examination
    2012-08-20
Designations
Other Names
  • Gabriel Garcia

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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