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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-05 |
| IL | RA | APPROVED | 2020-09-26 |
Branch Locations
211 Fulton Street Suite 500A, Peoria, IL 61602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Peoria | IL | 07/2015 | 01/2019 |
| Raymond James & Associates, Inc. | Peoria | IL | 01/2019 | 09/2020 |
| Morgan Stanley | Peoria | IL | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-22 |
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