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Andrew Rory Preddy

Wells Fargo Clearing Services, LLC

Raleigh, NC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-03-01
  • NC RA
    APPROVED
    Since 2016-03-01

Branch Locations

10941 Forest Pines Dr, Raleigh, NC 27614 • United States

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Raleigh NC 11/2015 Present
Wells Fargo Advisors, Llc. Raleigh NC 02/2016 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
  • 11/2015 → Present
    Wells Fargo Bank Na
    Raleigh, NC
  • 02/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Raleigh, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-25
S63 Uniform Securities Agent State Law Examination 2012-10-19
  • S65 Uniform Investment Adviser Law Examination
    2013-01-25
  • S63 Uniform Securities Agent State Law Examination
    2012-10-19

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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