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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-11-18 |
Branch Locations
184 Liberty Corner Rd Suite 315, Warren, NJ 07059 • United States
Stirling, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Basking Ridge | NJ | 02/2019 | 11/2019 |
| Tp Icap Corporates Llc | New York | NY | 07/2013 | 02/2019 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2020 | 07/2021 |
| Northwestern Mutual Investment Services Llc | Red Bank | NJ | 11/2019 | 07/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2020 | 07/2021 |
| Massmutual Life Insurance Co. | Warren | NJ | 07/2021 | Present |
| Mml Investors Services, Llc | Warren | NJ | 09/2021 | Present |
1)Name: Michael LaCosta, Inv Rel: Y Addr:184 Liberty Corner Rd, Suite 315, Warren NJ 07059, Nature: Outside Insurance Position: Financial Advisor, Start: 2/9/2022 No Hr/Mo:4 No Hr/Mo Dur Trading;4, Duties: Life, Disability, Long-Term Care, Fixed Annuities & Health.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-15 |
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