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Current Employers
Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-06-02
  • NJ RA
    APPROVED
    Since 2023-06-02

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

241 North Avenue W Third Floor, Suite 300, Westfield, NJ 07090 • United States

Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-01-30
TX RA APPROVED 2022-12-02
  • NJ RA
    APPROVED
    Since 2023-01-30
  • TX RA
    APPROVED
    Since 2022-12-02

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

241 North Avenue W Third Floor, Suite 300, Westfield, NJ 07090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Round Table Wealth Management Westfield NJ 07/2012 11/2022
Cerity Partners Llc New York NY 12/2022 Present
  • 07/2012 → 11/2022
    Round Table Wealth Management
    Westfield, NJ
  • 12/2022 → Present
    New York, NY
Previous Registrations
  • 2012-08-08 → 2022-12-06
    Round Table Wealth Management
    Westfield, NJ
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-08
  • S65 Uniform Investment Adviser Law Examination
    2004-09-08

View on SEC IAPD

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