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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-10-29 |
| CA | RA | APPROVED | 2021-10-28 |
| CT | RA | APPROVED | 2021-10-28 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED | 2014-05-19 |
| NJ | RA | APPROVED | 2012-11-27 |
Branch Locations
299 Park Ave 26Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 08/2012 | Present |
Junior Society of Morristown Medical Center / 475 Sotuh Street Morristown,New Jersey 07960 / Foundation/ Health Care & Pharmaceuticals / Volunteer group trying to raise awareness for Morristown Medical Center / Member of a committee with management or supervisory functions / / Help to engage young members to the Junior Society. Raise awareness for the cause / Start Date 5/9/16 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-26 |
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