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Rasheem Lamonte Banks

San Luis Wealth Advisors

San Luis Obispo, CA

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Current Employers
San Luis Wealth Advisors

735 Tank Farm Road Suite 264, San Luis Obispo, CA 93401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-04-04
  • CA RA
    APPROVED
    Since 2024-04-04

Branch Locations

735 Tank Farm Road Suite 264, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Merrimack NH 06/2012 03/2024
Fidelity Personal And Workplace Advisors Boston MA 07/2018 03/2024
San Luis Wealth Advisors San Luis Obispo CA 04/2024 Present
  • 06/2012 → 03/2024
    Fidelity Investments
    Merrimack, NH
  • 07/2018 → 03/2024
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2024 → Present
    San Luis Wealth Advisors
    San Luis Obispo, CA
Previous Registrations
  • 2018-07-13 → 2024-04-02
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-02-25 → 2018-07-13
    Strategic Advisers Llc
    Santa Monica, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-10
S63 Uniform Securities Agent State Law Examination 2012-10-29
  • S66 Uniform Combined State Law Examination
    2014-02-10
  • S63 Uniform Securities Agent State Law Examination
    2012-10-29
Designations

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CORVUS WEALTH ADVISORS LLC
PEAK WEALTH ADVISORS, INC.
CREW WEALTH MANAGEMENT

Other Investors

JAY MICHAEL DOUGLAS
RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS
MATT TAPANI KOKKONEN
James Ralph Haack
Joel Martin Dunbar
TODD ALAN THOMAS
CAROLYN JANE HERZOG

Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

More in San Luis Obispo, CA

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