Rodolfo S Ayala Fuentes

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 08/2022
  Wells Fargo Bank, Na
  Littleton, CO
• 09/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Littleton, CO
• 11/2016 → 08/2022
  Wells Fargo Clearing Services, Llc
  Littleton, CO
• 08/2022 → 02/2024
  56 Capital Partners, Ltd
  Colorado Springs, CO
• 03/2024 → 04/2024
  Unemployed
  Colorado Springs, CO
• 05/2024 → 09/2024
  Allstate
  Denver, CO
• 05/2024 → 09/2024
  The Macro Advisor, Llc
  Colorado Springs, CO
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Colorado Springs, CO
• 11/2024 → Present
  Bank Of America, N.A.
  Colorado Springs, CO

Previous Registrations

• 2024-06-11 → 2024-09-27
  Allstate Financial Advisors, Llc
  Denver, CO
• 2022-08-30 → 2024-03-20
  56 Capital Partners, Ltd
  Colorado Springs, CO
• 2022-02-14 → 2022-08-18
  Wells Fargo Clearing Services, Llc
  Littleton, CO
  Denver, CO
  Englewood, CO

Other Businesses

I*: 2116291Entity Type: For ProfitName of OBA: The Macro Advisor, LLCAddress: Colorado Springs, CO 80922Investment Related: NoPosition, Title, Association: Owner Employee Start Date: 5/24/2024Number of Hours: 0Number of Hours during trading: 0Duties: I do not have any more responsibilities and the LLC only remains open so I can file taxes next year (2025) When I briefly worked for Allstate as a contractor I had to open my own business. The only form of compensation I will receive, if any, will be in the form of tax refund if I qualify for it. Bank account is in the process of being closed. The only reason I have not dissolve it yet is because I believe it needs to remain open for when I do my taxes next year. I'm referring to my own taxes. I will not be performing tax services for anybody else. I*3818291 Entity Type: Entity Charitable Name of OBA: University of Colorado Colorado Springs Address: Colorado Springs, Colorado, 80918 Investment Related: No Position, Title, Association: Other Employee Start Date: 03/02/2026 Number of Hours: 4.5, Yearly Number of Hours during trading: 4.5, Yearly Duties: Met three times a year with other members of the advisory board to review the curriculum of Strategic Artificial Intelligence Certificate Program, and suggest ways to improve it. Meet three times a year via zoom for 90 mins and discuss ways to improve the program and review curriculum.

Exams

• S66 Uniform Combined State Law Examination
  2022-02-12
• S63 Uniform Securities Agent State Law Examination
  2012-09-05

Other Names

• Rodolfo Ayala-Fuentes
• Rodolfo Salvador Ayala-Fuentes
• Rodolfo Salvador Ayala Fuentes