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1815 North 45Th Street Suite 105, Seattle, WA 98103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-26 |
Branch Locations
4301 S Pine Street Suite 363, Tacoma, WA 98409 • United States
1815 North 45Th Street Suite 105, Seattle, WA 98103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Private Capital, Llc | Orlando | FL | 04/2016 | 11/2017 |
| Ae Wealth Management, Llc | Winter Garden | FL | 07/2020 | 12/2023 |
| Aspire Capital Advisors Llc | Tacoma | WA | 10/2024 | Present |
| Unemployed | Orlando | FL | 11/2017 | 06/2020 |
| Unemployed | Bremerton | WA | 01/2024 | 09/2024 |
| Sound Financial Investments | Tacoma | WA | 10/2024 | Present |
1) Sound Financial Investments; Not investment-related; 4301 Pine Street, Suite 263, Tacoma, WA 98409; Insurance Agent; Start date: 10/2024; Insurance sales and implementation of insurance recommendations; Approx. 10% of time during the month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-23 |
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