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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-10-31 |
| TX | RA | APPROVED | 2022-10-31 |
Branch Locations
3400 Players Club Pkwy Ste 215, Memphis, TN 38125 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Nashville | TN | 02/2013 | 11/2018 |
| Royal Alliance Associates, Inc. | Memphis | TN | 11/2018 | 10/2022 |
| Lpl Financial, Llc | Memphis | TN | 10/2022 | Present |
1. 10/31/2022 - RIVERSOURCE PROPERTIES, LLC/ REAL ESTATE RENTAL/ INVESTMENT RELATED/ 0%/ 12696 STELLA BLUE COVE, COLLIERVILLE, TN 38017 - Start date - 2022 2. 10/31/2022 - PLUMMER FINANCIAL SERVICES, LLC/ BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/ NOT INVESTMENT RELATED/ 100%/ MEMPHIS, TN - Start date - 1989 3. 10/31/2022 - Love Fellowship Ministries, Inc. - Not Investment Related - 4475 S Germantown Rd, Memphis TN 38125 - Non-Profit Board Member - Start Date: 01/01/2019. 4. 10/31/2022 - PLUMMER WEALTH STRATEGISTS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ MEMPHIS, TN - Start date: 2022 5. 08/22/2025 - Plutus Partners LLC - Business Entity For Tax/Investment Purposes Only - Home Based - Not Inv Rel - Start date: 06/01/2025 - 10hrs/mnth 0hrs during Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-30 |
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