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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macy'S | Bloomington | MN | 01/2001 | 02/2019 |
| Waddell & Reed Inc | Edina | MN | 11/2014 | 07/2021 |
| Cynthia Castillo | Bloomington | MN | 11/2014 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Apple Valley | MN | 09/2015 | 07/2021 |
| Lpl Financial Llc | Edina | MN | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-13 |
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