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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-09-24 |
| TX | RA | APPROVED | 2019-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Brooklyn | NY | 09/2015 | 02/2017 |
| Santander Securities Llc | San Juan | PR | 09/2015 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2017 | Present |
| Flushing Bank | Brooklyn | NY | 05/2017 | 10/2017 |
| Unemployed | Brooklyn | NY | 02/2017 | 05/2017 |
I*2768261, Entity Type: , Name of OBA: THE V M M TR, Address: CINCINNATI, Ohio, 45244, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 09/08/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-20 |
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