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Lisa Eileen Dregne

Broadview Financial Management, LLC

Wauwatosa, WI

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Current Employers
Broadview Financial Management, Llc

10401 W Innovation Dr Suite 100, Wauwatosa, WI 53226 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-10-14
  • WI RA
    APPROVED
    Since 2022-10-14

Branch Locations

10401 W Innovation Dr Suite 100, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valmark Securities Mequon WI 10/2015 02/2019
Valmark Advisers, Inc. Akron OH 12/2015 02/2019
Global View Capital Advisors, Ltd. Waukesha WI 10/2020 09/2022
Global View Capital Insurance, Ltd. Waukesha WI 11/2020 09/2022
Global View Capital Management, Ltd. Waukesha WI 11/2020 09/2022
Yorkshire Insurance Advisors, Llc Brookfield WI 02/2019 09/2022
State Farm Waukesha WI 10/2019 12/2019
Wealth Partners Financial Services Mequon WI 10/2015 02/2019
Sja Financial Advisory, Llc Wauwatosa WI 10/2022 Present
  • 10/2015 → 02/2019
    Valmark Securities
    Mequon, WI
  • 12/2015 → 02/2019
    Valmark Advisers, Inc.
    Akron, OH
  • 10/2020 → 09/2022
    Global View Capital Advisors, Ltd.
    Waukesha, WI
  • 11/2020 → 09/2022
    Global View Capital Insurance, Ltd.
    Waukesha, WI
  • 11/2020 → 09/2022
    Global View Capital Management, Ltd.
    Waukesha, WI
  • 02/2019 → 09/2022
    Yorkshire Insurance Advisors, Llc
    Brookfield, WI
  • 10/2019 → 12/2019
    State Farm
    Waukesha, WI
  • 10/2015 → 02/2019
    Wealth Partners Financial Services
    Mequon, WI
  • 10/2022 → Present
    Sja Financial Advisory, Llc
    Wauwatosa, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-09
S63 Uniform Securities Agent State Law Examination 2012-08-02
  • S65 Uniform Investment Adviser Law Examination
    2013-01-09
  • S63 Uniform Securities Agent State Law Examination
    2012-08-02
Designations
Other Names
  • Lisa Dregne
  • Lisa E. Dregne

View on SEC IAPD

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J. W. COLE ADVISORS, INC.

Other Investors

FRANK ANTHONY MULARZ III
Alicia Brooke Lantz
Andrew Lee Kroll
Edward August Behling
David Edward Koehler
DANIEL JOSEPH MATOLA
BRIAN ARTHUR JANECKE
JASON VERN VOELKER

Other Offices

LPL FINANCIAL LLC · WAUWATOSA, WI
U.S. BANCORP ADVISORS, LLC · Wauwatosa, WI
CURI CAPITAL, LLC · Milwauikee, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI
CETERA INVESTMENT ADVISERS LLC · WAUWATOSA, WI
PACKERLAND BROKERAGE SERVICES, INC. · WAUWATOSA, WI
HARBOUR INVESTMENTS, INC. · MILWAUKEE, WI
AFFILIATED FINANCIAL ADVISORS INC · MILWAUKEE, WI

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