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Marja Sweet

Commonwealth Financial Network

Newport, RI

Rehoboth, MA

North Smithfield, RI

Riverton, WY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-01-20
WY RA APPROVED 2022-09-29
RI RA APPROVED 2015-02-20
  • MA RA
    APPROVED
    Since 2023-01-20
  • WY RA
    APPROVED
    Since 2022-09-29
  • RI RA
    APPROVED
    Since 2015-02-20

Branch Locations

130 Bellevue Ave. Suite 212, Newport, RI 02840 • United States

Rehoboth, MA • United States

598 Great Road, North Smithfield, RI 02896 • United States

416 East Main Street, Riverton, WY 82501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lululemon Athletica Natick MA 05/2012 Present
Oak Leaf Wealth Management Services North Smithfield RI 09/2014 06/2021
Commonwealth Financial Network Waltham MA 09/2014 06/2021
Commonwealth Financial Network Waltham MA 06/2021 Present
Oak Leaf Wealth Management Services North Smithfield RI 06/2021 Present
  • 05/2012 → Present
    Lululemon Athletica
    Natick, MA
  • 09/2014 → 06/2021
    Oak Leaf Wealth Management Services
    North Smithfield, RI
  • 09/2014 → 06/2021
    Commonwealth Financial Network
    Waltham, MA
  • 06/2021 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 06/2021 → Present
    Oak Leaf Wealth Management Services
    North Smithfield, RI
Other Businesses

Fixed insurance sales; as of 06/15/2021; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-17
  • S66 Uniform Combined State Law Examination
    2015-02-17

View on SEC IAPD

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Other Investors

CHRISTOPHER JOHN STACK
ANGELA GARCIA
Justin Charles Silvia
RICHARD CARLYLE YOUNG
Frederick Abrams Bellows
JASON LEONARD BERTSCH
IAN SCOTT GERRIOR
TERENCE JOSEPH GLACKIN

Other Offices

YOUNG RICHARD C & CO LTD · NEWPORT, RI
J.P. MORGAN SECURITIES LLC · Newport, RI
NEWEDGE ADVISORS · Newport, RI
OSAIC WEALTH, INC. · NEWPORT, RI
UBS FINANCIAL SERVICES INC. · Newport, RI
CETERA INVESTMENT ADVISERS LLC · NEWPORT, RI
FACTOR INVESTING GROUP · Newport, RI
MORGAN STANLEY · NEWPORT, RI

More in Newport, RI

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