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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-11-03 |
| TX | RA | APPROVED_RES | 2022-11-03 |
Branch Locations
9400 Holly Ave Ne, Bldg #4, Albuquerque, NM 87122 • United States
Albuquerque, NM • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Albuquerque, | NM | 03/2013 | 11/2016 |
| Albuquerque Public Schools | Albuquerque | NM | 02/2017 | 06/2017 |
| Voya Financial Advisors, Inc. | Albuquerque | NM | 07/2017 | 10/2022 |
| Lpl Financial Llc | Albuquerque | NM | 11/2022 | Present |
1) 10/2022 - MOCKINGBIRD FASHION HOUSE / Outside/W-2 Employment / Not Investment Related / AlbuquerqueNew Mexico 2) 10/2022 - Legacy Financial Group / DBA for LPL Business (entity for LPL business) / Investment Related / AlbuquerqueNew Mexico 3) 10/2022 - INDEPENDENT INSURANCE AGENT / Non-Variable Insurance / Investment Related / AlbuquerqueNew Mexico 4- 10/2022 / New Mexico Black Leadership Council / Non-Profit Board Member / NON INVESTMENT RELATED / AlbuquerqueNew Mexico
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-13 |
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