William Mark Alexander

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 02/2015 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*3295277, Entity Type: Entity For Profit, Name of OBA: MASA Family LLC, Address: Las vegas, Nevada, 89135, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 04/24/2025, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I will work with the external advisor on portfolio allocation. They will have discretion over the portfolio. This is a family LLC for which I am the manager. LLC is strictly for estate planning purposes. My father requested I be the manager but the account/assets must be held at Rockefeller due to his current role as CIO at Rockefeller

Exams

• S66 Uniform Combined State Law Examination
  2015-01-28

Other Names

• Will M Alexander