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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-03
VA RA APPROVED 2022-07-06
  • TX RA
    APPROVED
    Since 2023-02-03
  • VA RA
    APPROVED
    Since 2022-07-06

Branch Locations

10 Franklim Road, Se, Roanoke, VA 24011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Roanoke VA 04/2010 11/2016
Wells Fargo Clearing Services, Llc Roanoke VA 11/2016 06/2022
Truist Investment Services, Inc Roanoke VA 06/2022 Present
Truist Advsory Services, Inc Roanoke VA 06/2022 Present
  • 04/2010 → 11/2016
    Wells Fargo Advisors Llc
    Roanoke, VA
  • 11/2016 → 06/2022
    Roanoke, VA
  • 06/2022 → Present
    Truist Investment Services, Inc
    Roanoke, VA
  • 06/2022 → Present
    Truist Advsory Services, Inc
    Roanoke, VA
Previous Registrations
  • 2010-04-05 → 2022-07-06
    Lynchburg, VA
    Roanoke, VA
    Lynchburg, VA
    Roanoke, VA
    Roanoke, VA
  • 2008-01-31 → 2010-04-05
    Truist Investment Services, Inc.
    Salem, VA
    Hardy, VA
    Rocky Mount, VA
    Roanoke, VA
  • 2005-05-26 → 2008-01-23
    Signator Investors, Inc.
    Roanoke, VA
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-14
S63 Uniform Securities Agent State Law Examination 2000-09-22
  • S65 Uniform Investment Adviser Law Examination
    2005-05-14
  • S63 Uniform Securities Agent State Law Examination
    2000-09-22

View on SEC IAPD

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