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Joseph Richard Muller

Bfc Planning, Inc.

Cedar Rapids, IA

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Current Employers
Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-12-05
TX RA APPROVED_RES 2025-12-05
  • MO RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED_RES
    Since 2025-12-05

Branch Locations

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Moloney Securities Co., Inc. Manchester MO 09/2012 12/2025
Moloney Investment Advisory Llc Manchester MO 02/2016 12/2016
Moloney Securities Asset Management Llc Manchester MO 02/2016 12/2025
Berthel, Fisher & Company Financial Services, Inc. Manchester MO 12/2025 Present
Bfc Planning, Inc. Cedar Rapids IA 12/2025 Present
  • 09/2012 → 12/2025
    Moloney Securities Co., Inc.
    Manchester, MO
  • 02/2016 → 12/2016
    Moloney Investment Advisory Llc
    Manchester, MO
  • 02/2016 → 12/2025
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 12/2025 → Present
    Berthel, Fisher & Company Financial Services, Inc.
    Manchester, MO
  • 12/2025 → Present
    Cedar Rapids, IA
Previous Registrations
  • 2016-02-23 → 2025-12-05
    Moloney Securities Asset Management Llc
    Manchester, MO
  • 2016-03-17 → 2016-12-31
    Moloney Investment Advisory Llc
    Manchester, MO
  • 2013-05-02 → 2016-04-27
    Moloney Securities Co., Inc.
    Manchester, MO
    Manchester, MO
    Manchester, MO
    Ellisville, MO
Other Businesses

D/B/A CP WEALTH MANAGEMENT, FINANCIAL SERVICES. SECURITIES AND INVESTMENT ADVISORY ACTIVITIES OFFERED THROUGH BERHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. HEAD COACH OF THE ST. LOUIS UNIVERSITY HIGH SCHOOL RUGBY TEAM, 4970 OAKLAND AVENUE, ST. LOUIS, MO 63110. NOT INVESTMENT RELATED. 0 HOURS DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS. Guest contributor for Top 50 STL Podcast, http://top50stl.com, no compensation, 0 hours devoted to this activity during securities trading hours / MISSOURI VENTURE FORUM, SERVE AS MODERATOR FOR EDUCATIONAL FORUM ON FUNDING WITH EARLY STAGE INVESTORS, INVESTMENT-RELATED, NON-COMPENSATED ACTIVITY, DEVOTING 2 HOURS/MO DURING SECURITIES TRADING HOURS, ACTIVITY START DATE 2/15/17 OWNER - BLOODY-MINDED PUBLISHING, LLC. SELF PUBLISHING FICTIONAL BOOK. NON-INVESTMENT RELATED. 0 HOURS DURING SECURITIES TRADING HOURS. PITCH STL - BOARD MEMBER. FORUM WHERE LOCAL STARTUP COMPANIES GET ASSISTANCE ON THEIR BUSINESS PITCHES AND GENERAL COUNCIL ON OPERATIONAL SUCCESS. NOT INVESTMENT RELATED. CONDUCTED 1 HR/WEEK DURING TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-01
  • S66 Uniform Combined State Law Examination
    2013-05-01

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