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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-06 |
| NY | RA | APPROVED | 2024-06-05 |
Branch Locations
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hennion & Walsh, Inc. | Parsippany | NJ | 11/2015 | 02/2019 |
| Td Ameritrade | Short Hills | NJ | 02/2019 | 02/2021 |
| Webull Financial Llc | New York | NY | 02/2021 | 01/2022 |
| First Republic Securities Company, Llc | New York | NY | 06/2022 | 09/2023 |
| First Republic Investment Management, Inc | New York | NY | 06/2022 | 09/2023 |
| Webull Financial Llc | New York | NY | 01/2022 | 06/2022 |
| J.P. Morgan Securities Llc | New York | NY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-23 |
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