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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-15 |
| TX | RA | APPROVED | 2022-02-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monterey Park | CA | 12/2011 | 02/2022 |
| Bank Of America N.A. | Monterey Park | CA | 12/2011 | 02/2022 |
| Jp Morgan Chase Bank, N.A. | Hacienda Heights | CA | 02/2022 | Present |
| J.P. Morgan Securities Llc | Hacienda Heights | CA | 02/2022 | Present |
| Chinatown Service Center | Alhambra | CA | 04/2026 | Present |
Entity Name: Chinatown service center Investment related: No Address: 320 S Garfield Ave #202, Alhambra CA 91801 Nature of the other business: Assisted Living Position/Title/Relationship: Employee/Contractor Start Date: 04/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Caregiver. My responsibilities would be to assist and provide care to my mother-in-law.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-01-17 |
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