Yuki Xiaojun Zeng

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → 02/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Monterey Park, CA
• 12/2011 → 02/2022
  Bank Of America N.A.
  Monterey Park, CA
• 02/2022 → Present
  Jp Morgan Chase Bank, N.A.
  Hacienda Heights, CA
• 02/2022 → Present
  J.P. Morgan Securities Llc
  Hacienda Heights, CA
• 04/2026 → Present
  Chinatown Service Center
  Alhambra, CA

Previous Registrations

• 2014-02-28 → 2022-02-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Monterey Park, CA
  Monterey Park, CA
  Monterey Park, CA
  Monterey Park, CA
  Monterey Park, CA
  Alhambra, CA
  Monterey Park, CA
  Alhambra, CA
  Monterey Park, CA

Other Businesses

Entity Name: Chinatown service center Investment related: No Address: 320 S Garfield Ave #202, Alhambra CA 91801 Nature of the other business: Assisted Living Position/Title/Relationship: Employee/Contractor Start Date: 04/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Caregiver. My responsibilities would be to assist and provide care to my mother-in-law.

Exams

• S66 Uniform Combined State Law Examination
  2013-01-17

Other Names

• Xiaojun Zeng
• Yukixiaojun Zeng
• Xiao Zeng
• Xiaojun Zeng
• Yuki Zeng
• Yuki Xiaojun Zeng