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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-11-05 |
| TX | RA | APPROVED | 2025-11-05 |
Branch Locations
270 Park Avenue, Floor 25 & 43, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | New York | NY | 07/2012 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 07/2012 | Present |
Entity Name: NAMS Snacks Investment related: No Address: namsnacks.com Nature of the other business: Food & Beverage Position/Title/Relationship: Owner/Partner Start Date: 03/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This company makes a wonton chips snack and will be starting to sell in stores. This is startup funding and I will not be involved with any responsibilities or role in the company. Just an outside investor. Entity Name: Halo Materials Investment related: No Address: https://www.halomaterials.com/ Nature of the other business: Metals & Mining Position/Title/Relationship: Owner/Partner Start Date: 03/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Halo Materials is in the business of extracting graphite for industrial use, including lithium batteries. I am making an SPV investment in an early series round. I will not have any responsibility in the company. Entity Name: Reliable Robotics Investment related: No Address: https://reliable.co/ Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 03/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Reliable Robotics is creating an autonomous flight system that will enable airplanes to fly without pilots. I will not have any role in the company. Just an outside investment in a series D round. Entity Name: Paradromics Inc Investment related: No Address: https://www.paradromics.com 4030 W Braker Ln, Ste 250, Austin, TX 78759, USA Nature of the other business: Technology Position/Title/Relationship: Owner/Partner Start Date: 06/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Paradromics is an American brain-computer interface company headquartered in Austin, Texas with a second office located in Oakland, California. I will be investing in a private round via a convertible note. Not taking any role in the company. There is no connection with JPM that I am aware of.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-24 |
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