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Abel Wen Hwa Kan

Transamerica Financial Advisors, LLC

Long Beach, CA

CRD 4194332

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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

4500 E Pacific Coast Hwy Suite 270, Long Beach, CA 90804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group Long Beach CA 06/2001 Present
Debtmerica, Llc Santa Ana CA 02/2011 02/2021
Transamerica Financial Advisors, Inc Long Beach CA 01/2012 Present
Health Net Insurance Company Van Nuys CA 12/2011 02/2021
  • 06/2001 → Present
    World Financial Group
    Long Beach, CA
  • 02/2011 → 02/2021
    Debtmerica, Llc
    Santa Ana, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Long Beach, CA
  • 12/2011 → 02/2021
    Health Net Insurance Company
    Van Nuys, CA
Previous Registrations
  • 2008-07-01 → 2012-01-06
    Investment Advisors International, Inc.
    Torrance, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-17
S63 Uniform Securities Agent State Law Examination 2000-06-16
  • S65 Uniform Investment Adviser Law Examination
    2008-06-17
  • S63 Uniform Securities Agent State Law Examination
    2000-06-16

View on SEC IAPD

Nearby Firms

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Nearby Investors

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DEREK THOMAS KOKUBUN
ART ANTHONY IGNACIO

Nearby Offices

EDWARD JONES · LONG BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA

More in Long Beach, CA

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