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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-12
IL RA APPROVED 2013-09-25
  • TX RA
    APPROVED_RES
    Since 2016-09-12
  • IL RA
    APPROVED
    Since 2013-09-25

Branch Locations

111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States

Deerfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Riverwoods IL 07/2013 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2013 → Present
    Riverwoods, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Other Businesses

*538874 - Trust; Investment related: Yes; Deerfield, Illinois; Trust; Trustee/Co-Trustee; 06/2019; During business hours: 0; After business hours: 0; *542019 - Deerfield Chamber of Commerce - Community Relations Committee; Investment related No; Deerfield, Illinois; Local Community; Community Relations Commission (proprietor, partner, officer, director, employee, trustee, agent); 02/2023 ; During business hours: 0; After business hours: 2; Administrative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-09-25
  • S66 Uniform Combined State Law Examination
    2013-09-25
Other Names
  • Nisa Kaye Kwall

View on SEC IAPD

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