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Charles Thomas Sharman

Wells Fargo Clearing Services, LLC

Melbourne, FL

Winter Park, FL

Rockledge, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-03-18
FL RA APPROVED 2021-01-11
  • TX RA
    APPROVED
    Since 2022-03-18
  • FL RA
    APPROVED
    Since 2021-01-11

Branch Locations

7779 N Wickham Rd, Melbourne, FL 32940 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

201 Barton Blvd, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Melbourne FL 06/2008 Present
Wells Fargo Advisors, Llc. Melbourne FL 06/2012 11/2016
Wells Fargo Clearing Services, Llc Melbourne FL 11/2016 Present
  • 06/2008 → Present
    Wells Fargo Bank Na
    Melbourne, FL
  • 06/2012 → 11/2016
    Wells Fargo Advisors, Llc.
    Melbourne, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Melbourne, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
S63 Uniform Securities Agent State Law Examination 2012-08-14
  • S66 Uniform Combined State Law Examination
    2021-01-08
  • S63 Uniform Securities Agent State Law Examination
    2012-08-14
Designations
Other Names
  • Charles Sharman

View on SEC IAPD

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