Joseph J Milici

Current Employers

Employment History

• 11/2012 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 11/2012 → 07/2022
  Equitable Advisors, Llc
  New York, NY
• 07/2022 → Present
  Lumiere Financial Group
  New York, NY
• 08/2022 → Present
  Purshe Kaplan Sterling Investments
  New York, NY

Previous Registrations

• 2014-08-21 → 2022-07-21
  Equitable Advisors, Llc
  Wallingford, CT
  Stamford, CT
  Shelton, CT

Other Businesses

1) Lumiere Financial Group, LLC 2. Investment Related 3. Office of Employment Address 4. RIA & Insurance Firm 5. 7/2022 IAR & 1/2026 CCO 6. 07/2022 7. 160 hrs/mo 8. 160 hrs during trading 9. Provide Investment Advice 2) Independent Licensed Insurance Agent; Investment Related; Address: same as branch; 2/2011; Fixed Insurance 3) Fitness Enthusiast & Motivator 2. Not Investment Related 3. Residential Address 4. Fitness 5. Consultant 6. 09/22/2022 7. 5 hrs/mo 8. 5 hrs during trading 9. Consult with clients on how to improve their lifestyle and gym routines. 4) Social Media Marketing Consulting 2. Not Investment Related 3. Residential Address 4. Marketing 5. Consultant 6. 09/22/2022 7. 5hrs/mo 8. 5 hrs during trading 9. Consult with clients on how to improve their social media presence/social media marketing- not related to investments/investing. 5) Purshe Kaplan Sterling Investments, Investment Related - Yes, Address: See Registered Branch Location, Nature: Broker Dealer, Position: Registered Representative, Start: 08/2022, Number of Hours/Mo: 120, Number of Hrs during trading hours: 120, Duties: Mr. Milici is a registered representative of BD Purshe Kaplan Sterling Investments, member FINRA/SIPC. He may offer products and receive normal and customary commissions as a result of these transactions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-08-20
• S63 Uniform Securities Agent State Law Examination
  2014-07-23

Other Names

• Milici J Joseph