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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-28
  • TX RA
    APPROVED
    Since 2021-05-28

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 09/2018
Wells Fargo Clearing Services, Llc New York NY 09/2018 05/2021
Snowden Lane Partners New York NY 05/2021 Present
Previous Registrations
  • 2018-09-10 → 2021-06-01
    New York, NY
  • 2012-10-01 → 2018-09-17
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2003-11-17 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
    New York, NY
    New York, NY
    New York City, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-08-11
  • S66 Uniform Combined State Law Examination
    2000-08-11
Other Names
  • Joe Oliveira
  • Jose J. Oliveira

View on SEC IAPD

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