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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-24
LA RA APPROVED 2013-08-08
  • TX RA
    APPROVED_RES
    Since 2019-01-24
  • LA RA
    APPROVED
    Since 2013-08-08

Branch Locations

5422 Superior Drive Suite D, Baton Rouge, LA 70816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Baton Rouge LA 07/2013 Present
Raymond James Financial Services Advisors Inc. Baton Rouge LA 08/2013 Present
Financial Service Corp. Of Baton Rouge Baton Rouge LA 02/2014 Present
  • 07/2013 → Present
    Raymond James Financial Services, Inc.
    Baton Rouge, LA
  • 08/2013 → Present
    Baton Rouge, LA
  • 02/2014 → Present
    Financial Service Corp. Of Baton Rouge
    Baton Rouge, LA
Other Businesses

(1)Name of Business: Financial Service Corp. of Baton Rouge Address: 5422 Superior Dr Ste D, Baton Rouge, LA, 70816, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/10/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support company responsible for payroll

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-02
  • S66 Uniform Combined State Law Examination
    2013-08-02
Designations
Other Names
  • Steele Pounders

View on SEC IAPD

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