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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-04-14 |
| TX | RA | APPROVED | 2023-04-14 |
Branch Locations
5401 Vogel Rd., Ste. 830, Evansville, IN 47715-7833 • United States
Evansville, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Evansville | IN | 09/2015 | 11/2016 |
| Level Four Advisory Services | Evansville | IN | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services Llc | Evansville | IN | 12/2016 | 04/2023 |
| Ameriprise Financial Services, Llc | Evansville | IN | 04/2023 | Present |
Board of Directors; ANEW; 1st VP Membership; PO Box 3192, , Evansville , IN, 47731; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-30 |
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