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120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-05 |
Branch Locations
302 Holleman Drive East Suite 200, College Station, TX 77840 • United States
Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ofg Financial Services, Inc. | Topeka | KS | 06/2012 | Present |
| Executive Financial Services | College Station | TX | 08/2011 | Present |
D.B.A. EXECUTIVE FINANCIAL SERVICES-INDEPENDENT AGENT-SALES & SERVICE OF INSURANCE PRODUCTS-LIFE HEALTH ACCIDENT, DISABILITY, ETC. TO INDIVIDUALS & GROUPS-COMMISSIONS-20% TIME SPENT; EFS FIRM, LP (DBA EXECUTIVE FINANCIAL SERVICES) RECEIVES LIFE & HEALTH COMMISSIONS / RECEIVES FIXED ANNUITY COMMISSIONS - COMMISSIONS - 10% TIME SPENT; EFS MGMT, LLC - MANAGING & GENERAL PARTNER OF EFS FIRM, LP - GUARANTEED PAYMENTS - 10% TIME SPENT; STICK FAMILY LIMITED PARTNERSHIP-REAL ESTATE FARMING, RANCHING, TIMBER - LIMITED PARTNER -- NO COMPENSATION-5% OF TIME SPENT; STICK GUN TRUST-LEGAL SPORTING PURPOSES-TRUSTEE-REVOCABLE LIVING TRUST-NO COMPENSATION-3% TIME SPENT. RESTORING TEXTILES LLC-SEED INVESTING FOR PURCHASE OF COTTON SPINNING & MILL EQUIPMENT-NO COMPENSATION-4% TIME SPENT PASSIVE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-09 |
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