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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-06 |
| CT | RA | APPROVED | 2017-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 01/2013 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newton | MA | 01/2017 | Present |
| Bank Of America, N.A. | Newton | MA | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-01-17 |
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