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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-27 |
| VA | RA | APPROVED | 2021-04-21 |
| NC | RA | APPROVED | 2021-02-02 |
Branch Locations
110 Franklin Road Se Suite 400, Roanoke, VA 24011 • United States
Roanoke, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Charlotte | NC | 10/2020 | Present |
| Ernst & Young (Ey) | Charlotte | NC | 04/2019 | 09/2020 |
| Bank Of America | Charlotte | NC | 07/2017 | 04/2019 |
| N/A | Winston-Salem | NC | 07/2016 | 05/2017 |
| City National Bank | Charlotte | NC | 11/2021 | Present |
(1) NAME OF ENTITY: Restoration Housing ADDRESS: 116B Main Street SW Roanoke, VA 24015 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Restoration Housing is a nonprofit organization that develops affordable rental properties benefiting CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 07.01.22 DUTIES: The Development Committee is responsible for increasing awareness, engagement, and financial support for the mission of Restoration Housing through individual gifts, corporate sponsorships, foundation support, grants, in-kind donations, and special events. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: Taubman Museum of Art ADDRESS: 110 Salem Ave. SE Roanoke, VA 24011 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Art museum CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 06/23/22 DUTIES: Steering committee comprised of young professionals for the purpose of organizing and hosting museum events. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25 3) NAME OF ENTITY: Children's Trust Roanoke Valley ADDRESS: 4519 Brambleton Ave Suite 110, Roanoke, VA 24018 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Mission is to prevent and reduce the occurrence and trauma of child abuse and neglect. CAPACITY: Board of Directors * START DATE: 01/09/23 DUTIES: I will attend Board meetings every other month and a Finance committee meeting monthly. I will assist in reviewing the budget and audit results, as well as supporting the Board and organization by going to events and initiatives. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.5
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-22 |
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