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Luis J. Arzate

J.P. Morgan Securities LLC

Rancho Palos Verdes, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-25
CA RA APPROVED 2018-04-16
  • TX RA
    APPROVED_RES
    Since 2022-02-25
  • CA RA
    APPROVED
    Since 2018-04-16

Branch Locations

28300 S Western Ave, Rancho Palos Verdes, CA 90275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na San Pedro CA 07/2015 03/2018
Jp Morgan Chase Bank Na San Pedro CA 03/2018 Present
Jp Morgan Securities Llc San Pedro CA 03/2018 Present
  • 07/2015 → 03/2018
    Jp Morgan Chase Bank Na
    San Pedro, CA
  • 03/2018 → Present
    Jp Morgan Chase Bank Na
    San Pedro, CA
  • 03/2018 → Present
    Jp Morgan Securities Llc
    San Pedro, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-10
S63 Uniform Securities Agent State Law Examination 2013-12-20
  • S66 Uniform Combined State Law Examination
    2018-04-10
  • S63 Uniform Securities Agent State Law Examination
    2013-12-20
Other Names
  • Luis J Arzate
  • Luis Arzate
  • Luis Javier Arzate

View on SEC IAPD

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PLANMEMBER SECURITIES CORPORATION
U.S. BANCORP ADVISORS, LLC
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Michael Richard McCallister
RICHARD THOMAS MCCALLISTER
Maria Guadalupe Carvajal
James Ryo Nagahiro
GREGORY PHILIP FONG
MICHAEL JOHN PERRY
Ronald Grimm
Jose Daniel Claudio

Other Offices

PLANMEMBER SECURITIES CORPORATION · Rancho Palos Verdes, CA
U.S. BANCORP ADVISORS, LLC · Rancho Palos Verdes, CA
OSAIC WEALTH, INC. · RANCHO PALOS VERDES, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO PALOS VERDES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN PEDRO, CA
LPL FINANCIAL LLC · SAN PEDRO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Pedro, CA
CETERA INVESTMENT ADVISERS LLC · RANCHO PALOS VERDES, CA

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