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120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2016-06-08 |
Branch Locations
Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States
399 East Hudson P O Box 549, Fort Scott, KS 66701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ofg Financial Services, Inc | Topeka | KS | 06/2012 | Present |
D/B/A -- SEK INVESTMENTS, LLC LOCATED AT 399 EAST HUDSON, FORT SCOTT, KANSAS, NATURE OF THE D/B/A BUSINESS IS RETIREMENT PLANNING AND SELLING MUTUAL FUNDS AND VARIABLE ANNUITIES THROUGH OFG FINANCIAL SERVICES, INC., MEMBER NASD/SIPC., TOPEKA, KANSAS 66603. TARGET INSURANCE SERVICES-TERM LIFE INSURANCE & LONG-TERM CARE INSURANCE; SECURITY BENEFIT LIFE-FRINGE BENEFIT / SECTION 125 PLANS; BAY BRIDGE ADMINISTRATORS-CANCER PLANS FRINGE BENEFIT / SECTION 125 PLANS; TERM LIFE INSURANCE - COMMISSIONS; MILLENIUM BROKERAGE FIRM, TERM LIFE, LTC; FAMILY FARM-SOLE PROPRIETOR-COW/CALF/CROP-OWNER-PROFITS-20% TIME; CITY OF GIRARD-CITY PLANNING BOARD-NO COMP-LESS THAN .05% TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2012-07-06 |
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