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377 Oak Street Suite 403, Garden City, NY 11530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-11 |
Branch Locations
377 Oak Street Suite 403, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Smithtown | NY | 01/2012 | 01/2021 |
| United Asset Strategies, Inc. | Garden City | NY | 04/2021 | Present |
| Td Ameritrade Investment Management, Inc. | Smithtown | NY | 02/2012 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-30 |
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