Best Investors Account Sign in
Inactive

Shane Eli Miller

United Asset Strategies Inc.

Garden City, NY

Claim This Profile
Current Employers
United Asset Strategies Inc.

377 Oak Street Suite 403, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-11
  • NY RA
    APPROVED
    Since 2021-07-11

Branch Locations

377 Oak Street Suite 403, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Smithtown NY 01/2012 01/2021
United Asset Strategies, Inc. Garden City NY 04/2021 Present
Td Ameritrade Investment Management, Inc. Smithtown NY 02/2012 12/2020
  • 01/2012 → 01/2021
    Td Ameritrade, Inc.
    Smithtown, NY
  • 04/2021 → Present
    Garden City, NY
  • 02/2012 → 12/2020
    Td Ameritrade Investment Management, Inc.
    Smithtown, NY
Previous Registrations
  • 2012-02-06 → 2021-01-11
    Td Ameritrade, Inc.
    Lake Grove, NY
  • 2012-02-06 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Smithtown, NY
    Smithtown, NY
  • 2006-10-04 → 2012-01-05
    Chase Investment Services Corp.
    Hempstead, NY
    Garden City Park, NY
    Chicago, IL
    West Hempstead, NY
    Garden City Park, NY
    Baldwin, NY
    Baldwin, NY
    Valley Stream, NY
    Rockvile Center, NY
    Baldwin, NY
    Bellmore, NY
  • 2006-03-29 → 2006-10-04
    Bny Investment Center Inc.
    Valley Stream, NY
    New York, NY
  • 2003-10-14 → 2006-02-06
    Uniondale, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-03
S63 Uniform Securities Agent State Law Examination 2000-05-30
  • S65 Uniform Investment Adviser Law Examination
    2001-10-03
  • S63 Uniform Securities Agent State Law Examination
    2000-05-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Garden City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor