Mario Valverde Rojo

Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 10/2021
  Nuveen Investments
  Chicago, IL
• 11/2021 → 05/2022
  State Street Global Advisors
  Boston, MA
• 06/2022 → 05/2025
  Blackrock
  New York, NY
• 05/2025 → Present
  Cerity Partners Llc
  New York, NY

Other Businesses

1) Business: CAIA Association; Investment-related: No; Address: Massachusetts; Nature of Business: Alternative Investments Non-Profit; Position/Title: Southwest Chapter Co-Head; Start date: 4/2019; Hours per month during securities trading hours: 4; Duties: organize events

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-03-24

Designations

• Chartered Financial Analyst

Other Names

• Mario Valverde