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Jake R. Gaines

J.P. Morgan Securities LLC

Dyer, IN

St. John, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-14
IL RA APPROVED 2017-05-17
IN RA APPROVED 2015-08-04
  • TX RA
    APPROVED_RES
    Since 2020-03-14
  • IL RA
    APPROVED
    Since 2017-05-17
  • IN RA
    APPROVED
    Since 2015-08-04

Branch Locations

799 Joliet Street, Dyer, IN 46311 • United States

9600 Wicker Avenue, St. John, IN 46373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Dyer IN 10/2012 Present
Jpmorgan Chase Bank, N.A. Dyer IN 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-30
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S66 Uniform Combined State Law Examination
    2015-07-30
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17
Other Names
  • Jake R Gaines
  • Jake Robert Gaines

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · DYER, IN
EDWARD JONES · DYER, IN
GINERIS WEALTH MANAGEMENT · DYER, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Dyer, IN
FIFTH THIRD SECURITIES, INC. · SCHERERVILLE, IN
SANTEFORT INVESTMENT GROUP, LLC · SCHERERVILLE, IN
EDWARD JONES · ST JOHN, IN
MIDWEST INVESTMENT AND RETIREMENT MANAGEMENT, INC. · ST. JOHN, IN

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